by Ian MacRae
President and CEO, E-N Computers
25+ years experience solving business IT problems in Virginia and Washington, D.C.
If you run a registered investment advisory firm, June 3, 2026 is a date worth circling.
That’s when the SEC’s amended Regulation S-P takes effect for firms managing under $1.5 billion in assets. The rule requires written incident response programs, 72-hour breach notification, documented safeguards for client data, and five years of recordkeeping. These aren’t guidelines — they’re examination priorities. The SEC has been clear: it will look at whether your controls are actually working, not just whether they exist on paper.
Most compliance consultants can help you write the policies. The harder part is making them real — implementing the technical controls, maintaining the documentation, and proving to an examiner that your systems do what your policies say they do. That’s where the right IT provider comes in.
We’ve put together this list of providers who serve investment advisors with managed IT and cybersecurity services. Some are national RIA specialists. Others are regional MSPs with financial services experience. Each takes a different approach, and the right fit depends on your firm’s size, location, and how much of your IT you want one provider to handle.
QUICK ANSWER:
Who are the best IT services and cybersecurity providers for investment advisors?
For small to mid-sized RIAs in the Mid-Atlantic region, you have several strong options depending on what you need. E-N Computers — that’s us — brings nearly 30 years of managed IT experience and deep NIST 800-171 compliance expertise to firms that need both day-to-day technology support and SEC audit readiness. CyberSecureRIA focuses exclusively on registered investment advisors. Omega Systems brings full managed IT with a financial services vertical across the Mid-Atlantic. CISPOINT serves the DC/Maryland corridor with explicit FINRA and SEC compliance branding. Adelia Risk offers virtual CISO services for firms that already have an MSP but need security oversight. Visory has 20+ years of RIA-specific experience nationally. And RIA WorkSpace provides purpose-built Microsoft cloud platforms for advisory firms.
Table of Contents
- Why your RIA needs an IT provider who understands SEC compliance
- What to look for in an IT provider for your advisory firm
- Best IT services providers for investment advisors
- E-N Computers
- CyberSecureRIA
- Omega Systems
- CISPOINT
- Adelia Risk
- Visory
- RIA WorkSpace
- How to choose the right provider for your firm
- More resources for investment advisors
In a hurry? Click here to schedule a complimentary consultation
Why your RIA needs an IT provider who understands SEC compliance
Here’s the problem most advisory firms run into: your compliance consultant writes a beautiful Written Information Security Policy. It covers everything the SEC expects — access controls, encryption, incident response procedures, vendor management. Then it sits in a shared folder while your actual IT environment tells a different story.
Maybe MFA is only partially deployed. Maybe your team is still sharing passwords for custodial portals. Maybe your backup system hasn’t been tested in a year, and nobody’s quite sure whether the email archiver is actually capturing everything Smarsh is supposed to retain. None of this is unusual for a 15-person advisory firm. But when an SEC examiner asks to see evidence that your controls are working — not just documented — the gap between policy and reality becomes a serious problem.
This is where a generic IT provider falls short. They can keep your laptops updated and your printers connected, but they don’t know what an SEC examination actually looks for. They can’t tell you whether your Microsoft 365 environment is configured to meet Regulation S-P’s data protection requirements, because they’ve never had to produce that documentation for a regulator.
The right IT provider for an RIA understands the regulatory context your firm operates in. They know what examiners ask for, how compliance consultants structure their recommendations, and what “audit-ready documentation” actually means in practice. They bridge the gap between the policies your compliance team writes and the technical infrastructure that has to back them up.
What to look for in an IT provider for your advisory firm
Not every MSP that claims “compliance expertise” can actually deliver for a registered investment advisor. Here’s what separates providers who understand the RIA environment from those bolting “compliance” onto generic IT services:
SEC compliance understanding. They should be able to discuss Regulation S-P, the Safeguards Rule, and current SEC examination priorities without reading from a script. Ask about specific controls — breach notification procedures, access logging, data retention — and look for concrete answers, not generalities.
Technical implementation capability. Policies without implementation are just paper. Your provider needs to configure the actual controls: MFA enforcement, endpoint detection, email archiving, network segmentation, encrypted backups. And they need to document what they’ve done in a way that’s usable for an SEC exam.
Breach notification readiness. Reg S-P requires service providers to notify you within 72 hours of detecting a breach affecting client data. Ask whether your prospective provider will commit to that timeline contractually. If they hesitate, that tells you something about their monitoring and incident response infrastructure.
Firm size fit. A provider built for 500-person financial institutions will overengineer and overcharge a 15-person RIA. A provider who mainly serves five-person shops may not have the compliance depth you need. Look for experience with firms in your range.
Full-service vs. specialist. Some providers handle everything from help desk to compliance documentation. Others focus on cybersecurity oversight or virtual CISO services and expect you to have a separate MSP for day-to-day IT. Neither model is wrong, but you need to know which you’re getting.
Pricing transparency. Full managed IT for an RIA typically runs $100–$200 per user per month, depending on the scope of services and firm size. Cybersecurity-only or vCISO engagements might run $1,000–$3,000 per month for a small firm. The initial implementation project — getting you audit-ready — is often a separate line item. Ask for straight numbers early.
Best IT services and cybersecurity providers for investment advisors
Below are seven providers who serve registered investment advisors with managed IT, cybersecurity, or both. This list includes national RIA specialists, regional MSPs with financial services practices, and a virtual CISO firm — because the right fit depends on what your firm really needs.
We’re starting with ourselves. Not because we’re the right answer for every firm, but so you understand who’s writing this guide and what perspective we bring.
E-N Computers
Website: www.encomputers.com
Location: Virginia (Waynesboro, Richmond, Harrisonburg, Washington DC)
Service area: Virginia, Washington DC, Maryland; remote support available
Specialization: Full managed IT with SEC/NIST compliance implementation for investment advisors
Experience: Nearly 30 years supporting compliance-driven SMBs; six years of CMMC/NIST 800-171 expertise now applied to SEC requirements
Services offered: Managed IT, cybersecurity, compliance documentation, co-managed IT, onsite support, Microsoft 365 administration
We got into the investment advisor space because the compliance requirements overlap directly with work we’ve been doing for defense contractors for years. NIST 800-171 — the framework behind CMMC — maps closely to what the SEC expects from advisory firms: access controls, incident response, continuous monitoring, audit-ready documentation. We didn’t have to build a new practice; we adapted an existing one.
For an RIA client, that means a level of controls rigor most MSPs marketing to financial services haven’t developed. When we set up your environment, we’re not guessing at what “audit-ready” means — we’ve been producing compliance documentation for federal assessments and apply that same discipline to SEC exam preparation.
We recently worked with a Northern Virginia wealth management firm of 25 users that needed to get compliant while working within the constraints of their LPL custodial platform and Smarsh email archiving requirements. That’s the kind of integration challenge — implementing controls that work alongside existing financial software, not replacing it — where our experience matters.
Unlike national providers with rotating account managers, our clients work directly with me and our Virginia-based team. We focus on firms with 10–50 employees where compliance intersects with daily operations and a generic security stack doesn’t fit.
Managed IT services for investment advisors start at $125 per user per month, with month-to-month contracts and transparent pricing.
Best for: RIAs in Virginia and the DC metro area who want a single IT partner handling everything from help desk support to SEC audit documentation.
CyberSecureRIA
Website: www.cybersecureria.com
Location: National (remote)
Service area: Nationwide
Specialization: Managed IT and cybersecurity exclusively for registered investment advisors
Experience: Built specifically for the RIA market; deep familiarity with advisory firm workflows and tools
Services offered: Managed IT, cybersecurity, SEC compliance documentation, integration with RIA platforms (Salesforce, Orion, Redtail)
CyberSecureRIA is one of the few providers built from the ground up to serve registered investment advisors and nothing else. That focus shows in how they talk about their services — they map controls directly to SEC and NIST standards, provide audit-ready documentation designed for SEC examinations, and understand the specific software ecosystem advisory firms rely on.
Their familiarity with tools like Orion, Redtail, and Salesforce means they’re not learning your workflow on the job. They already know how custodial portals, CRM systems, and portfolio management platforms interact, and where security controls need to wrap around those integrations without disrupting your team’s daily work.
Because they’re a national, remote-first provider, CyberSecureRIA works well for firms that don’t need onsite support and prefer a provider whose entire client base looks like theirs. The trade-off is that you won’t get someone who can walk into your office when a network switch fails or help with a conference room setup before a client meeting.
Best for: RIAs anywhere in the country who want a provider that speaks their language and focuses exclusively on advisory firms.
Omega Systems
Website: www.omegasystemscorp.com
Location: Pennsylvania (Mid-Atlantic)
Service area: Mid-Atlantic region
Specialization: Full managed IT with financial services vertical, including SEC compliance assessments
Experience: Established regional MSP with dedicated RIA practice and award-winning help desk
Services offered: Managed IT, managed security, vCISO services, compliance assessments, help desk, flexible security bundles
Omega Systems is the closest competitor to a full-service regional MSP model for investment advisors. They provide managed IT alongside managed security and vCISO services, which means they can handle both your day-to-day technology needs and your compliance posture under one relationship.
Their help desk has won industry recognition, which matters more than it sounds — when your team has a technical issue at 2 PM on a Tuesday, response time and resolution quality directly affect your clients’ experience. Omega also offers flexible security bundles, so you can scale your cybersecurity investment based on where your firm is in its compliance journey rather than buying a one-size-fits-all package.
As a larger firm than some of the other regional providers on this list, Omega brings more resources but may feel less personalized for very small advisory practices. Their Mid-Atlantic footprint gives them regional presence, though their primary base is in Pennsylvania rather than the DC/Virginia corridor.
Best for: Mid-Atlantic RIAs that want a well-resourced regional MSP with strong help desk support and the ability to scale security services over time.
CISPOINT
Website: www.cispoint.com
Location: Columbia, Maryland
Service area: Baltimore, Washington DC, Maryland, Northern Virginia
Specialization: Financial services IT with explicit FINRA/SEC compliance focus
Experience: Founded 2010; part of COMSO (est. ~1988); also a Cyber AB Registered Provider Organization for CMMC
Services offered: Managed IT, cybersecurity, FINRA/SEC compliance monitoring, audit-ready systems, financial advisor IT support, co-managed IT
CISPOINT stands out on this list for how explicitly they brand their financial services practice. Their website features dedicated pages for “Financial Advisor IT Support” and “Investment Firm IT Services,” and they market FINRA and SEC compliance IT, audit-ready systems, and continuous compliance monitoring by name. For a firm evaluating providers, that specificity is a good sign — it suggests financial services compliance is a core part of their business, not a line item on a capabilities page.
Based in Columbia, Maryland, they serve the Baltimore-Washington corridor with a 5-minute response time guarantee and same-day onsite support throughout their coverage area. They also hold Cyber AB RPO status for CMMC work, which means they maintain compliance expertise across both defense contracting and financial services regulatory frameworks — a useful indicator of their controls depth.
CISPOINT is a multi-industry MSP (they also serve healthcare and government contractors), so they’re not RIA-only. Their primary geographic footprint is Baltimore and central Maryland, with less presence in Northern Virginia compared to some other regional options on this list.
Best for: RIAs in the Baltimore-Washington corridor who want a regional MSP with demonstrated financial services compliance expertise and fast onsite response.
Adelia Risk
Website: www.adeliarisk.com
Location: National (remote)
Service area: Nationwide
Specialization: Virtual CISO services for wealth management firms
Experience: Works with firms of 10–300 employees; reports finding 50–75% control gaps in initial assessments
Services offered: vCISO, security assessments, compliance program oversight, policy development, vendor risk management
Adelia Risk plays a different role than the other providers on this list. They’re not an MSP — they don’t manage your servers, run your help desk, or handle your day-to-day IT. Instead, they provide virtual CISO services: strategic security oversight, compliance program management, risk assessments, and vendor evaluation.
This model works well if you already have a competent MSP handling your infrastructure and you need someone to assess whether your security posture actually meets SEC expectations. Adelia Risk reports finding 50–75% control gaps in their initial assessments of wealth management firms, which gives you a sense of how common it is for advisory firms to think they’re covered when they’re not.
The important distinction is that Adelia Risk tells you what needs to happen — they don’t implement it. You’ll still need an MSP or internal team to execute on their recommendations. For firms that already have solid IT support and just need expert security oversight, that’s the right division of labor. For firms that need both strategic guidance and someone to do the work, you’ll need Adelia Risk plus a separate implementation partner, which adds cost and coordination complexity.
Best for: RIAs that already have an MSP but need expert security oversight and compliance program management to meet SEC requirements.
Visory
Website: www.visory.net
Location: National
Service area: Nationwide
Specialization: IT services for wealth management and financial services firms
Experience: 20+ years serving financial advisors; absorbed True North Networks and Rightsize Technology
Services offered: Managed IT, cybersecurity, compliance support, cloud services, help desk
Visory has been working with financial advisors for over two decades, which gives them a depth of industry experience that newer entrants to the RIA market can’t match. They’ve grown through acquisitions — absorbing True North Networks and Rightsize Technology — which expanded both their client base and their service capabilities.
That tenure means they’ve seen multiple waves of regulatory change and have built processes around adapting to new compliance requirements as they emerge. For an RIA evaluating providers, there’s value in choosing a firm that has already helped clients navigate previous SEC rule changes and knows what the implementation curve looks like.
Visory has expanded beyond advisory firms into broader financial services, which gives them scale but also means your firm is one segment of a larger client base. They’re a national, primarily virtual provider, so they bring deep industry knowledge but not local presence. If you need someone onsite in your office or a provider embedded in your regional business community, you’ll want to weigh that against their experience advantage.
Best for: RIAs nationwide who prioritize deep financial services industry experience and want a provider with a long track record in their specific market.
RIA WorkSpace
Website: www.riaworkspace.com
Location: Chicago (national)
Service area: Nationwide
Specialization: Purpose-built Microsoft cloud platform for investment advisory firms
Experience: Serving RIAs since 2007; dedicated team per client
Services offered: Cloud desktops, managed IT, Microsoft 365 optimization, security, help desk
RIA WorkSpace takes a platform approach to serving investment advisors. Rather than adapting a general-purpose MSP model to financial services, they’ve built a Microsoft cloud environment specifically designed for advisory firms. That means your team works in a pre-configured, secured environment that’s been tested against the specific software RIAs use — portfolio management systems, CRM tools, custodial portals, compliance platforms.
They assign a dedicated team to each client rather than routing support tickets to whoever is available, which tends to produce better outcomes because the people helping you already understand your environment and your firm’s specific setup. Their focus on Microsoft 365 optimization means they’re likely to catch configuration gaps that a generalist MSP might miss — things like retention policies, sharing permissions, and conditional access rules that matter for SEC compliance.
As a cloud-first provider, RIA WorkSpace works best for firms that are comfortable operating entirely in a virtual desktop environment. If your firm relies on local infrastructure, specialized on-premises hardware, or needs regular onsite support, their model may not be the right fit. They’re also based in Chicago with no Mid-Atlantic presence, so the relationship is entirely remote.
Best for: RIAs that want a purpose-built cloud platform designed specifically for advisory firms, with a dedicated support team that knows their environment.
How to choose the right provider for your firm
The profiles above give you a starting point, but the real test is in the conversations you have with these providers — and any others you evaluate. Here’s a framework for making that decision.
Key questions to answer first
Do you need a full-service IT partner or just cybersecurity oversight? If you already have a competent MSP handling your day-to-day IT and you just need someone to assess your SEC readiness and manage your security posture, a virtual CISO like Adelia Risk may be the right call. If your current IT situation is fragmented — inconsistent device management, no centralized file storage, MFA only partially deployed — you need a full-service provider who can fix the foundation and build compliance on top of it. Some firms discover they need both.
Do you want a national specialist or a regional partner? National providers like Visory and RIA WorkSpace bring deep financial services expertise and polished platforms. Regional MSPs like Omega Systems, CISPOINT, and E-N Computers bring local presence, onsite support when needed, and the ability to be your single IT relationship. Neither approach is objectively better — it depends on whether you value industry specialization or hands-on partnership more.
Can they commit to the 72-hour notification contractually? This is a practical litmus test. Reg S-P requires service providers to notify you within 72 hours of detecting a breach. Ask any provider you’re evaluating whether they’ll put that in writing. If they hesitate, that tells you something about their monitoring and incident response infrastructure.
Do they understand your software ecosystem? Small RIAs rely on specific tools — portfolio management platforms like Orion or Black Diamond, CRM systems like Redtail or Wealthbox, custodian portals, email archiving through Smarsh or Global Relay. Your IT provider needs to understand how these integrate and where security controls interact with your daily workflow.
What does pricing actually look like? Full managed IT typically runs $100–$200 per user per month depending on scope and firm size. Cybersecurity-only or vCISO engagements might be $1,000–$3,000 per month for a small firm. Ask about implementation costs separately from ongoing management — the initial project to get audit-ready is often a separate line item.
Screening questions to ask any provider
When you sit down with any provider on this list — or anyone not on it — ask these questions. They’re designed to reveal whether someone truly understands the RIA compliance environment or is just offering generic IT with “compliance” bolted on. Look for concrete examples, not just “we do security.”
- “How many RIA or broker-dealer clients do you currently support, and what AUM range do they typically fall into?” This tells you whether they understand firms like yours or are learning on your dime.
- “Which SEC cybersecurity expectations and Regulation S-P requirements do you design your controls around?” Vague answers here are a red flag. They should be able to name specific requirements and explain how their services address them.
- “Do you provide audit-ready documentation for SEC exams — logs, incident response records, access reviews, policies?” The word “audit-ready” does a lot of work. Ask to see a sample deliverable. If they can’t show you one, be cautious.
- “Can you map your controls to NIST and SEC guidance and provide that mapping in writing?” This separates providers with a real compliance framework from those winging it.
- “Have you directly supported clients through an SEC or FINRA exam that focused on cybersecurity or books-and-records? What was your role?” Experience with actual examinations is different from experience with compliance theory.
- “How do you handle vendor management and make third-party tools — CRM, custodial portals, trading systems — are compliant?” Your IT environment doesn’t exist in isolation. Your provider needs to understand how third-party tools fit into the compliance picture.
Must-have service elements
Regardless of which provider you choose, they should be able to clearly deliver these core capabilities. If they can’t articulate how they handle each of these, keep looking.
Cybersecurity stack aligned to SEC expectations. This means firewalls, network segmentation, event logging, secure backups, ransomware recovery, incident response playbooks, and periodic testing — all mapped to SEC and NIST standards. Not just “we have antivirus and a firewall.”
Compliance-aware documentation. Policies, network diagrams, asset inventories, access-control logs, and incident records packaged in a way that’s directly usable for SEC exams or mock exams. If they can’t show you a sample of what this looks like, that’s a concern.
User training and controls. Phishing training, MFA enforcement, endpoint protection, and clear procedures for remote work and mobile devices. Your team is your biggest vulnerability and your first line of defense.
Working knowledge of financial services regulations. They don’t need to be attorneys, but they should understand SEC Regulation S-P privacy requirements and data-protection obligations for RIAs. They should know what examiners actually ask for — not just what the rule says on paper.
Next steps
At E-N Computers, we help investment advisors implement the technical controls and documentation that SEC compliance requires — not just the policies, but the proof that they’re working. If your firm is preparing for Regulation S-P requirements or an upcoming SEC examination, we offer a complimentary consultation to discuss your specific situation and timeline.
You can also explore our cybersecurity and managed IT services for investment advisors or use our managed services pricing calculator to get a quick estimate for your firm.
Resources for investment advisors
If you need managed IT and cybersecurity for your advisory firm:
If you need to understand SEC compliance requirements:
- SEC 2026 examination priorities — published November 2025; Reg S-P called out as specific risk area
- SEC Regulation S-P fact sheet
If you want to assess your current IT posture:
Not sure if you need managed IT services?
Take the IT Maturity Self-Assessment
In a few minutes, get actionable insights on your IT strategy, plus a free strategic consultation.
